Managing Employee Uncertainty During Mergers and Transformations 00:10:00
Monica DiFiore, CHIEF COMPLIANCE OFFICER. Ms. DiFiore serves as the Chief Compliance Officer (CCO) of Merger & Acquisition Capital Services, LLC, an affiliate of Merger & Acquisition Services, Inc., through a third-party consulting agreement. She has twenty years of experience in broker-dealer and investment adviser activities and provides regulatory oversight and management to the firm in various areas including registration, compliance programs, policies and procedures, annual compliance reviews, training and anti-money laundering.
